Wealth Planning Administration
Manage, review and administer proposed wealth planning tools and/or structures, in accordance with the organisation's policies and procedures and wealth planning laws and regulations
Type
Functional
Competency Area
Investment and Financial Management
Levels
4.0
5.0
Assist in managing and administering proposed wealth planning tools and/or structures
Execute client acceptance and on- boarding procedures in accordance with the organisation’s policies and procedures
Perform periodic reviews and updates of customer accounts including ongoing due diligence
Assist in the implementation of the proposed wealth and estate planning tools and/or structures
Adhere to organisation’s policies and procedures as well as wealth planning laws and regulations during implementation
Manage administration of proposed wealth planning tools and/or structures
Identify business opportunities and design account plans
Manage client acceptance and on- boarding procedures
Perform quality assurance on periodic reviews and updates of client accounts
Perform ongoing client due diligence
Conduct implementation and periodic reviews related to the proposed wealth and estate planning tools and/or structures
Adhere to the organisation’s policies and procedures as well as wealth planning laws and regulations while managing administration of proposed wealth and estate planning tools and/or structures
Build client relationships
Oversee administration of proposed wealth planning tools and/or structures
Oversee client acceptance and on- boarding procedures to ensure evidence and relevant supporting information is obtained
Oversee quality assurance on periodic reviews and updates of client accounts
Manage ongoing client due diligence Manage and oversee implementation and periodic reviews related to the proposed wealth and estate planning tools and/or structures
Monitor administration of proposed wealth and estate planning tools and/or structures in accordance with the organisation’s policies and procedures, wealth planning laws and regulations
Build client relationships
Manage ad-hoc client servicing activities