Wealth Planning Administration

Manage, review and administer proposed wealth planning tools and/or structures, in accordance with the organisation's policies and procedures and wealth planning laws and regulations

Type

Functional

Competency Area

Investment and Financial Management

Levels

4.0

5.0

Assist in managing and administering proposed wealth planning tools and/or structures

Execute client acceptance and on- boarding procedures in accordance with the organisation’s policies and procedures

Perform periodic reviews and updates of customer accounts including ongoing due diligence

Assist in the implementation of the proposed wealth and estate planning tools and/or structures

Adhere to organisation’s policies and procedures as well as wealth planning laws and regulations during implementation

Manage administration of proposed wealth planning tools and/or structures

Identify business opportunities and design account plans

Manage client acceptance and on- boarding procedures

Perform quality assurance on periodic reviews and updates of client accounts

Perform ongoing client due diligence

Conduct implementation and periodic reviews related to the proposed wealth and estate planning tools and/or structures

Adhere to the organisation’s policies and procedures as well as wealth planning laws and regulations while managing administration of proposed wealth and estate planning tools and/or structures

Build client relationships

Oversee administration of proposed wealth planning tools and/or structures

Oversee client acceptance and on- boarding procedures to ensure evidence and relevant supporting information is obtained

Oversee quality assurance on periodic reviews and updates of client accounts

Manage ongoing client due diligence Manage and oversee implementation and periodic reviews related to the proposed wealth and estate planning tools and/or structures

Monitor administration of proposed wealth and estate planning tools and/or structures in accordance with the organisation’s policies and procedures, wealth planning laws and regulations

Build client relationships

Manage ad-hoc client servicing activities