Regulatory Compliance

Comply with policies, procedures, and external regulations

Type

Functional

Competency Area

Risk, Compliance and Governance

Levels

Check to ensure that compliance is established in organisations

Review policies and procedures on compliance

Use tools to monitor and detect non-compliance

Interpret local regulations and acts to ensure compliance

Review compliance work performed

Assess compliance and documentation of supporting documents

Implement monitoring and detection tools for compliance

Update frameworks, programme and documents according to regulatory changes

Lead implementation and compliance of control policies

Evaluate compliance work

Advise on non- compliance situations and issues

Drive benchmarking or implementation of new or enhanced control policies

Establish effective control polices