Monitoring and Surveillance
Develop and conduct checks and observations to assess adherence to statutory regulations and standards, thoroughness of compliance controls and monitor for irregular activities.
Type
Functional
Competency Area
Risk Management, Governance and Regulatory Compliance
Levels
Check, investigate and analyse breaches
Conduct monitoring and surveillance activities
Conduct checks and routine observations of compliance controls and monitoring and surveillance indicators to detect exceptions and/or breaches
Investigate and analyse findings and implement changes to address identified gaps
Develop, implement and enhance compliance controls
Develop compliance processes in accordance with the organisation's norms, rules and guidelines applicable
Develop, implement and enhance compliance controls and monitoring and surveillance processes to accurately detect
Evaluate regulatory compliance exceptions and/or breaches
Establish monitoring and surveillance compliance strategies
Establish compliance monitoring and surveillance strategies
Oversee identification and review of compliance exceptions and/or breaches
Ensure robustness of internal controls are strengthened